Web(3) 150 percent of the amount of adjusted net capital required by a registered futures association of which it is a member, unless such amount has been determined by a … Web( 2) The following is a non-exhaustive list of spread strategies that comply with the spread transaction definition in § 150.1: ( i) An inter-market spread transaction in which the legs of the transaction are futures contracts in the same, or similar commodity, or its products or its by-products, and same calendar month or expiration;
17 CFR § 23.152 - Collection and posting of initial margin.
WebApr 10, 2024 · USD. +0.87 +0.27%. Goldman Sachs Group Inc. agreed to pay $15 million to settle a US regulator’s allegations that it failed to disclose pricing data on some swaps … Web(1) To the extent that one or more uncleared swaps are executed pursuant to an eligible master netting agreement between a covered swap entity and covered counterparty, a covered swap entity may calculate and comply with the applicable initial margin requirements of §§ 23.150 through 23.161 on an aggregate net basis with respect to all … ghostbusters winston quotes
POSITION LIMIT & ACCOUNTABILITY LEVELS: …
WebOct 20, 2024 · The CFTC generally uses both of these position limits to address four concerns: (1) prevent harms on the market caused by excessive speculation; (2) deter and prevent market manipulation, squeezes and corners; (3) ensure sufficient market liquidity for bona fide hedgers; and (4) ensure that price discovery is not disrupted.[2] WebAppendix F to Part 150 - Guidance on, and Acceptable Practices in, Compliance With the Requirements for Exchange-Set Limits and Position Accountability on Commodity … WebJan 14, 2024 · The 2016 Reproposal would have amended part 150 of the Commission's regulations to, among other things: Establish Federal position limits for 25 physical … ghostbusters with cancer patient